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UK Upper Tribunal Finds Bank Executive’s Compliance Actions Reasonable,...
Recently, the United Kingdom’s Upper Tribunal overturned a decision of the Financial Services Authority (FSA) that held a top bank executive liable for failure to take reasonable steps to adequately...
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UK’s FSA Publishes Consultation Paper on Regulatory Reform Implementation
On September 12, in advance of expected legislation that will restructure the United Kingdom’s financial services regulatory framework, the Financial Services Authority (FSA) published the first in a...
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